SFC Licences of LAI Chi Ian 黎芷昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 17 June 2021 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 17 June 2021 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 17 June 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 03 October 2018 | 28 May 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 03 October 2018 | 28 May 2021 |