SFC Licences of ZHAO He 趙赫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 | RO | 9 | 22 December 2021 | 01 September 2023 |
| CCB Securities Limited 建行證券有限公司 | RO | 4 | 22 December 2021 | 01 September 2023 |
| CCB Securities Limited 建行證券有限公司 | RO | 1 | 22 December 2021 | 01 September 2023 |
| CCB Securities Limited 建行證券有限公司 | RE | 4 | 08 November 2021 | 22 December 2021 |
| CCB Securities Limited 建行證券有限公司 | RE | 1 | 08 November 2021 | 22 December 2021 |
| CCB Securities Limited 建行證券有限公司 | RE | 9 | 19 October 2018 | 22 December 2021 |