SFC Licences of LU Yan 陸燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 14 November 2018 | 07 November 2021 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 14 November 2018 | 07 November 2021 |