SFC Licences of LU Yan 陸燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 14 November 2018 07 November 2021
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 14 November 2018 07 November 2021