SFC Licences of YOU Hanqian 尤韓乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 21 April 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 12 March 2021 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 13 May 2020 | 22 January 2021 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 13 May 2020 | 22 January 2021 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 13 May 2020 | 22 January 2021 |
BOSC International Company Limited 上銀國際有限公司 | RE | 6 | 03 October 2019 | 30 April 2020 |
BOSC International Company Limited 上銀國際有限公司 | RE | 4 | 18 January 2019 | 30 April 2020 |
BOSC International Company Limited 上銀國際有限公司 | RE | 1 | 18 January 2019 | 30 April 2020 |
BOSC International Company Limited 上銀國際有限公司 | RE | 9 | 18 September 2018 | 17 December 2018 |