SFC Licences of ZHANG YAN 張硏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 27 August 2021 | 07 January 2022 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 27 August 2021 | 07 January 2022 |
Hermitage Capital HK Limited 和暄資本香港有限公司 | RE | 9 | 20 November 2020 | 07 July 2021 |
Hermitage Capital HK Limited 和暄資本香港有限公司 | RE | 4 | 20 November 2020 | 07 July 2021 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 6 | 20 September 2018 | 28 May 2020 |