SFC Licences of LI Ruo Yu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 26 September 2022 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 26 September 2022 | |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 25 February 2021 | 24 August 2022 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 5 | 25 February 2021 | 24 August 2022 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 25 February 2021 | 24 August 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 26 March 2020 | 26 June 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 16 July 2019 | 26 June 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 July 2019 | 26 June 2020 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 9 | 03 December 2018 | 05 July 2019 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 4 | 03 December 2018 | 05 July 2019 |