SFC Licences of WANG Yanxu 王延旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 4 | 06 December 2023 | |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 1 | 06 December 2023 | |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 01 April 2022 | 10 January 2023 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 01 April 2022 | 10 January 2023 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 9 | 04 August 2021 | 10 January 2023 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 24 September 2018 | 30 November 2020 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 24 September 2018 | 30 November 2020 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 24 September 2018 | 30 November 2020 |