SFC Licences of WONG Yuk Sheung 王毓霜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 06 November 2020 | 05 June 2022 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 06 November 2020 | 05 June 2022 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 08 October 2020 | 05 June 2022 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 08 October 2020 | 05 June 2022 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 08 October 2020 | 05 June 2022 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 08 October 2020 | 05 June 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 October 2018 | 30 August 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 October 2018 | 30 August 2020 |