SFC Licences of WANG Luoduan 王荦端

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 06 November 2020 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 06 November 2020 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 November 2020 08 August 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 17 September 2018 28 August 2020
CLSA Limited 中信里昂證券有限公司 RE 1 17 September 2018 28 August 2020
CLSA Limited 中信里昂證券有限公司 RE 4 17 September 2018 28 August 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 17 September 2018 28 August 2020