SFC Licences of WANG Luoduan 王荦端
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 06 November 2020 | 08 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 November 2020 | 08 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 November 2020 | 08 August 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 17 September 2018 | 28 August 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 September 2018 | 28 August 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 September 2018 | 28 August 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 17 September 2018 | 28 August 2020 |