SFC Licences of WU Shuang 吳雙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 31 August 2023 | |
UBS Securities Asia Limited | RE | 2 | 31 August 2023 | |
UBS Securities Asia Limited | RE | 1 | 31 August 2023 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 October 2018 | 20 April 2023 |