SFC Licences of WAT Tsun Tao 屈駿韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 14 November 2019 | 22 January 2020 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 12 September 2019 | 22 January 2020 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 12 September 2019 | 22 January 2020 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 30 August 2019 | 22 January 2020 |
Kristal Advisors (HK) Limited 晶進金融(香港)有限公司 | RE | 4 | 17 July 2019 | 07 August 2019 |
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RE | 3 | 11 February 2019 | 12 April 2019 |
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RE | 1 | 28 September 2018 | 12 April 2019 |
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 | RE | 4 | 28 September 2018 | 12 April 2019 |