SFC Licences of WAT Tsun Tao 屈駿韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 14 November 2019 22 January 2020
Celestial Commodities Limited 時富商品有限公司 RE 2 12 September 2019 22 January 2020
Celestial Securities Limited 時富證券有限公司 RE 1 12 September 2019 22 January 2020
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 30 August 2019 22 January 2020
Kristal Advisors (HK) Limited 晶進金融(香港)有限公司 RE 4 17 July 2019 07 August 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 3 11 February 2019 12 April 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 1 28 September 2018 12 April 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 4 28 September 2018 12 April 2019