SFC Licences of PARKER Keith Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 22 March 2023 | 25 March 2023 |
| UBS Securities Asia Limited | RE | 4 | 17 October 2019 | 21 October 2019 |
| UBS Securities Asia Limited | RE | 4 | 28 September 2018 | 02 October 2018 |