SFC Licences of KWOK Yu Ho 郭宇浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 | RE | 9 | 29 February 2024 | |
| Mighty Divine Investment Management Limited | RE | 9 | 16 August 2021 | 02 January 2024 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 22 March 2021 | 08 July 2021 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 22 March 2021 | 08 July 2021 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 22 March 2021 | 08 July 2021 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 | RE | 9 | 24 December 2019 | 08 February 2021 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 24 December 2019 | 08 February 2021 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 24 December 2019 | 08 February 2021 |
| RE | 4 | 18 March 2019 | 08 October 2019 | |
| RE | 9 | 18 February 2019 | 08 October 2019 | |
| South China Futures Investment Limited 南華期貨投資有限公司 | RE | 2 | 12 October 2018 | 08 October 2019 |
| Excellent Tide Securities Limited 佳湧證券有限公司 | RE | 1 | 12 October 2018 | 08 October 2019 |