SFC Licences of LAU Tsz Ching 劉梓晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 September 2021 | 16 February 2024 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 September 2021 | 16 February 2024 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 04 October 2018 | 01 August 2019 |