SFC Licences of LAU Chi Kwan, Regina 劉芷君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 22 July 2021 | |
| Merrill Lynch Far East Limited | RE | 1 | 05 July 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 July 2021 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 10 October 2018 | 04 April 2021 |