SFC Licences of ZENG Yu Kwan, Andrew 曾予鵾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 08 July 2019 | 31 August 2020 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 08 July 2019 | 31 August 2020 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 18 October 2018 | 23 May 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 18 October 2018 | 23 May 2019 |