SFC Licences of ZENG Yu Kwan, Andrew 曾予鵾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 08 July 2019 31 August 2020
CLSA Limited 中信里昂證券有限公司
RE 1, 4 08 July 2019 31 August 2020
CLSA Limited 中信里昂證券有限公司
RE 1, 4 18 October 2018 23 May 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 18 October 2018 23 May 2019