SFC Licences of YIU Wing Yi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 19 October 2021 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 30 September 2021 | |
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 6 | 31 December 2019 | 15 August 2021 |
VBG Capital Limited 建泉融資有限公司 | RE | 6 | 18 October 2018 | 12 December 2019 |