SFC Licences of YIU Wing Yi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 19 October 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 30 September 2021
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RE 6 31 December 2019 15 August 2021
VBG Capital Limited 建泉融資有限公司 RE 6 18 October 2018 12 December 2019