SFC Licences of YANG Huaibin 楊懷斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 05 March 2024 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 January 2024 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 July 2023 | 02 August 2023 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 9 | 10 August 2020 | 15 October 2021 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 4 | 23 April 2020 | 15 October 2021 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 1 | 23 April 2020 | 15 October 2021 |