SFC Licences of XIE Shengsi 謝聖思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 11 January 2024 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 11 January 2024 | |
| BIL Wealth Management Limited 盧銀資產管理有限公司 | RE | 9 | 04 October 2021 | 24 November 2023 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 | RE | 4 | 20 September 2021 | 24 November 2023 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 | RE | 1 | 20 September 2021 | 24 November 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 11 October 2018 | 06 September 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 11 October 2018 | 06 September 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 11 October 2018 | 06 September 2021 |