SFC Licences of SUN Qirong 孫琦蓉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 17 June 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 17 June 2022
CLSA Limited 中信里昂證券有限公司 RE 4 09 April 2021 17 June 2022
CLSA Limited 中信里昂證券有限公司 RE 1 09 April 2021
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 4 16 May 2019 21 August 2020
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 1 16 May 2019 21 August 2020
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 4 25 October 2018 30 April 2019
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 1 25 October 2018 30 April 2019
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 9 25 October 2018 30 April 2019