SFC Licences of SUN Qirong 孫琦蓉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 17 June 2022 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 17 June 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 09 April 2021 | 17 June 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 April 2021 | |
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 4 | 16 May 2019 | 21 August 2020 |
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 1 | 16 May 2019 | 21 August 2020 |
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 | RE | 4 | 25 October 2018 | 30 April 2019 |
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 | RE | 1 | 25 October 2018 | 30 April 2019 |
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 | RE | 9 | 25 October 2018 | 30 April 2019 |