SFC Licences of JIANG Bowen 姜博文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 31 July 2023 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 31 July 2023 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 13 April 2022 | 15 February 2023 |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 13 April 2022 | 15 February 2023 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 October 2018 | 24 March 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 15 October 2018 | 24 March 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 October 2018 | 24 March 2022 |