SFC Licences of CHEN Naiyuan 陳迺遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 03 June 2021 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 03 June 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 18 October 2018 | 29 May 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 18 October 2018 | 29 May 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 October 2018 | 29 May 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 October 2018 | 29 May 2020 |