SFC Licences of CHEN Naiyuan 陳迺遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 03 June 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 03 June 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 18 October 2018 29 May 2020
CLSA Limited 中信里昂證券有限公司 RE 4 18 October 2018 29 May 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 18 October 2018 29 May 2020
CLSA Limited 中信里昂證券有限公司 RE 1 18 October 2018 29 May 2020