SFC Licences of GUO YICHEN 郭一辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 19 May 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 March 2019 | 12 April 2023 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 29 October 2018 | 17 January 2019 |