SFC Licences of ZHANG Yi 張奕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 4 15 December 2023
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 1 15 December 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 06 July 2021 22 November 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 10 June 2021 22 November 2023
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE 1 28 September 2020 02 June 2021
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 9 08 September 2020 16 September 2020
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 4 21 August 2020 16 September 2020
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 1 21 August 2020 16 September 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 20 December 2018 10 July 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 28 November 2018 10 July 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 18 October 2018 15 November 2018
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 18 October 2018 15 November 2018