SFC Licences of LEE Xiao Qin Ervin 李孝勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	27 July 2022	20 December 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	10 February 2020	20 December 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	10 February 2020	20 December 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	6	17 January 2019	31 October 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	4	17 January 2019	31 October 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	17 January 2019	31 October 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	22 October 2018	17 January 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	22 October 2018	17 January 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	22 October 2018	17 January 2019