SFC Licences of RABIER Adrien Guy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 August 2020 | 31 December 2022 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 30 July 2020 | 31 December 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 December 2019 | 26 June 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 22 October 2018 | 25 October 2019 |