SFC Licences of WONG Miu Wan 黃淼雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 27 June 2022 | |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 27 June 2022 | |
| RaffAello Capital Limited | RE | 6 | 04 May 2020 | 27 October 2020 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 18 October 2018 | 02 March 2020 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 18 October 2018 | 02 March 2020 |