SFC Licences of SHANG Ziyou 尚子又
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 19 October 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 4 | 27 May 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 1 | 27 May 2022 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 02 July 2021 | 20 March 2022 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 02 July 2021 | 20 March 2022 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 02 July 2021 | 20 March 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 02 July 2021 | 20 March 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 July 2021 | 20 March 2022 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 29 March 2019 | 16 June 2021 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 24 October 2018 | 16 June 2021 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 24 October 2018 | 16 June 2021 |