SFC Licences of GAO Xiong 高雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 16 September 2020
Haitong International Capital Limited 海通國際資本有限公司 RE 6 10 September 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 September 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 22 October 2018 07 August 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 22 October 2018 07 August 2020