SFC Licences of GAO Xiong 高雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 September 2020 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 10 September 2020 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 September 2020 | |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 22 October 2018 | 07 August 2020 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 22 October 2018 | 07 August 2020 |