SFC Licences of XU Fan 徐帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 19 January 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 January 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 31 October 2018 18 December 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 31 October 2018 18 December 2020