SFC Licences of WU Ronald Ka Wai 吳嘉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oasis Management (Hong Kong) | RE | 9 | 17 February 2021 | |
Oasis Management (Hong Kong) | RE | 5 | 17 February 2021 | |
Oasis Management (Hong Kong) | RE | 4 | 17 February 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 25 October 2018 | 11 December 2020 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 25 October 2018 | 11 December 2020 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 25 October 2018 | 11 December 2020 |