SFC Licences of GAO Yalin 高雅琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 20 June 2022 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 11 February 2022 | 20 May 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 14 December 2021 | 20 May 2022 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 21 September 2020 | 03 November 2021 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 07 September 2020 | 03 November 2021 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 23 November 2018 | 07 August 2020 |