SFC Licences of LO Yuk Fai Jamin 羅旭暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Long Bridge HK Limited 長橋證券(香港)有限公司 | RE | 4 | 13 January 2022 | |
Long Bridge HK Limited 長橋證券(香港)有限公司 | RE | 1 | 21 December 2021 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 April 2021 | 29 September 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 November 2018 | 07 April 2021 |