SFC Licences of DU Juan 杜鵑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 1 | 22 March 2024 | |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 07 November 2023 | 20 February 2024 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 07 November 2023 | 20 February 2024 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 18 October 2021 | 06 October 2023 |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 10 September 2021 | 06 October 2023 |
Elstone Capital Limited 千里碩融資有限公司 | RE | 6 | 02 November 2018 | 06 November 2020 |