SFC Licences of DU Juan 杜鵑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Asset Management Limited 華富建業資產管理有限公司 RE 1 22 March 2024
Quam Capital Limited 華富建業企業融資有限公司 RE 6 07 November 2023 20 February 2024
Quam Capital Limited 華富建業企業融資有限公司 RE 1 07 November 2023 20 February 2024
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 18 October 2021 06 October 2023
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 10 September 2021 06 October 2023
Elstone Capital Limited 千里碩融資有限公司 RE 6 02 November 2018 06 November 2020