SFC Licences of NOZAKI Takuya
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 14 February 2020 | 30 June 2021 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 14 February 2020 | 30 June 2021 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 14 February 2020 | 30 June 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 November 2018 | 10 September 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 14 November 2018 | 10 September 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 14 November 2018 | 10 September 2019 |