SFC Licences of CHUNG Kong Lung 鍾港龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 08 February 2022 | |
UBS Securities Asia Limited | RE | 1 | 08 February 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 17 December 2019 | 13 December 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 17 December 2019 | 13 December 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 December 2019 | 13 December 2021 |
UBS Securities Hong Kong Limited | RE | 1 | 02 November 2018 | 24 June 2019 |
UBS Securities Asia Limited | RE | 1 | 02 November 2018 | 24 June 2019 |