SFC Licences of LIU Zhicheng 劉志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 17 June 2021 | 31 July 2023 |
Merrill Lynch Far East Limited | RE | 4 | 17 June 2021 | 31 July 2023 |
Merrill Lynch Far East Limited | RE | 1 | 17 June 2021 | 31 July 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 June 2021 | 31 July 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 June 2021 | 31 July 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 June 2021 | 31 July 2023 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 November 2018 | 29 March 2019 |