SFC Licences of GAGNON Philippe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RO | 3 | 02 May 2023 | |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RO | 1 | 02 May 2023 | |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RE | 3 | 17 March 2020 | 02 May 2023 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RE | 1 | 17 March 2020 | 02 May 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 08 November 2019 | 22 November 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 November 2019 | 22 November 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 14 November 2018 | 28 November 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 November 2018 | 28 November 2018 |