SFC Licences of KWOK Siu Ching 郭筱晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 17 September 2020 | 01 March 2023 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 17 September 2020 | 01 March 2023 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 03 December 2019 | 14 May 2020 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 03 December 2019 | 14 May 2020 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 03 December 2019 | 14 May 2020 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 01 March 2019 | 18 October 2019 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 30 November 2018 | 18 October 2019 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 30 November 2018 | 18 October 2019 |