SFC Licences of KWOK Siu Ching 郭筱晴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 17 September 2020 01 March 2023
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 17 September 2020 01 March 2023
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 03 December 2019 14 May 2020
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 03 December 2019 14 May 2020
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 03 December 2019 14 May 2020
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 01 March 2019 18 October 2019
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 30 November 2018 18 October 2019
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 30 November 2018 18 October 2019