SFC Licences of LUO Jiageng 羅嘉庚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 29 December 2023 | |
UBS Securities Asia Limited | RE | 4 | 14 July 2023 | 24 July 2023 |
UBS Securities Asia Limited | RE | 4 | 26 June 2023 | 03 July 2023 |
UBS Securities Asia Limited | RE | 4 | 24 March 2023 | 02 April 2023 |
UBS Securities Asia Limited | RE | 4 | 08 December 2022 | 23 December 2022 |
UBS Securities Asia Limited | RE | 4 | 07 November 2018 | 23 March 2020 |