SFC Licences of LIU Jiazhou 劉嘉洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 21 July 2023 | |
UBS Securities Asia Limited | RE | 4 | 07 March 2023 | 08 March 2023 |
UBS Securities Asia Limited | RE | 4 | 06 November 2018 | 23 March 2020 |