SFC Licences of LI Kunlun 李昆崙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 26 October 2023 | |
| UBS Securities Asia Limited | RE | 4 | 09 June 2023 | 15 June 2023 |
| UBS Securities Asia Limited | RE | 4 | 25 January 2019 | 28 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 05 November 2018 | 09 November 2018 |