SFC Licences of LEE Chun On John 李進安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Glory Sun Securities Limited 寶新證券有限公司 RE 1 11 January 2024
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 21 September 2022 11 December 2023
New Region Securities Company Limited 恒盛證券有限公司 RE 9 16 September 2021 31 August 2022
New Region Securities Company Limited 恒盛證券有限公司 RE 1 16 September 2021 31 August 2022
One Heritage Capital Management Limited 太一資本管理有限公司 RE 9 06 November 2020 30 June 2021
One Heritage Capital Management Limited 太一資本管理有限公司 RE 4 06 November 2020 30 June 2021
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 04 October 2019 02 September 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 13 August 2019 02 September 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 13 August 2019 02 September 2020
Topaz Capital Management Limited 瑭明資本管理有限公司 RE 9 14 November 2018 19 July 2019
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 14 November 2018 19 July 2019
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 2 14 November 2018 19 July 2019