SFC Licences of SPENCER Raymond Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 August 2019 | 16 August 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 May 2019 | 05 June 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 March 2019 | 19 March 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 November 2018 | 23 November 2018 |