SFC Licences of YE Junrui 叶俊睿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 9 01 December 2022
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 01 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 9 21 January 2019 31 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 12 November 2018 31 December 2022