SFC Licences of LAU Nga Pin 劉雅翩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 21 August 2023 | |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 30 November 2022 | |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 24 October 2022 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 05 May 2022 | 08 July 2022 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 04 December 2018 | 08 July 2022 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 04 December 2018 | 26 February 2021 |