SFC Licences of YE Zhiyuan 叶志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RE | 9 | 07 February 2022 | 16 January 2024 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RE | 4 | 07 February 2022 | 16 January 2024 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 5 | 18 November 2020 | 31 December 2021 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 2 | 18 November 2020 | 31 December 2021 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 4 | 02 June 2020 | 31 December 2021 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 | RE | 1 | 02 June 2020 | 31 December 2021 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 17 December 2018 | 17 April 2020 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 17 December 2018 | 17 April 2020 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 17 December 2018 | 17 April 2020 |