SFC Licences of HE Xiaofei 何曉非
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Midas Securities Limited 金源證券有限公司 | RE | 9 | 13 March 2023 | |
Midas Securities Limited 金源證券有限公司 | RE | 1 | 16 December 2022 | |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 30 December 2019 | 20 July 2022 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 13 December 2019 | 20 July 2022 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 13 November 2018 | 31 August 2019 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 13 November 2018 | 31 August 2019 |