SFC Licences of CHEN Xi 陳曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 1 | 11 March 2022 | |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 9 | 24 August 2021 | |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 4 | 10 August 2021 | |
| ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 | RE | 1 | 15 October 2019 | 09 July 2021 |
| ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 | RE | 4 | 23 September 2019 | 09 July 2021 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 15 November 2018 | 26 July 2019 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 15 November 2018 | 26 July 2019 |