SFC Licences of CHEN Xi 陳曦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
RE 1 11 March 2022
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
RE 9 24 August 2021
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
RE 4 10 August 2021
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司
RE 1 15 October 2019 09 July 2021
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司
RE 4 23 September 2019 09 July 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 15 November 2018 26 July 2019