SFC Licences of HUA Zhongnan 華中南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 29 November 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 04 November 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 04 November 2022 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 16 November 2018 | 08 July 2022 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 16 November 2018 | 08 July 2022 |